AML/CFT Compliance Support UAE
Map the information, ownership and documented procedures your business needs to review its applicable AML obligations with qualified support.
What the work covers
Map the information, ownership and documented procedures your business needs to review its applicable AML obligations with qualified support.
Deliverables to agree
- Initial applicability questions and scope record
- Customer-file and process gap assessment
- Draft procedure and responsibility mapping
- Action tracker for specialist review and implementation
What to have ready
- Business activities and relevant licensing information
- Existing policies and customer onboarding workflow
- Current responsibility assignments and training records
- Anonymised sample files for initial process review
Timing and fees
Confirm applicability and current obligations with an appropriate specialist. Policy drafting, system implementation and regulated reporting responsibilities require an expressly agreed scope.
Your proposal should identify responsibilities, deliverables, fees and exclusions before the engagement begins.
Before you get started
Does every business have the same requirements?
Do not assume that. Applicability depends on the activity and relevant framework; confirm the business context before selecting a checklist.
Is a policy document enough?
A written policy needs an operating process: assigned responsibilities, evidence capture, review and a way to handle exceptions.
Should we send customer identity documents in an enquiry?
No. Start with a description of your activity and the process challenge. Agree a restricted document-sharing channel when sensitive records are needed.